Raymond Leroy Hays

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-28
IA	RA	APPROVED	2002-03-13

TX RA
APPROVED_RES

Since 2022-09-28
IA RA
APPROVED

Since 2002-03-13

Branch Locations

6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	West Des Moines	IA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	West Des Moines	IA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

West Des Moines, IA
11/2016 → Present

Wells Fargo Clearing Services, Llc

West Des Moines, IA

Other Businesses

SHERRI HAYS MEMORIAL FUNDS; NOT INV. RELATED; DES MOINES,IA; 100% OWNERSHIP; START DATE 02/20/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; INVESTING AND DISTRIBUTING MEMORIAL FUNDS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-11-16
S63	Uniform Securities Agent State Law Examination	1992-05-08

S65 Uniform Investment Adviser Law Examination

2001-11-16
S63 Uniform Securities Agent State Law Examination

1992-05-08

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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