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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-03 |
| SC | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
14 Towne Place Drive, Suite 110, Hendersonville, NC 28792-5888 • United States
14 Towne Place Dr Suite 110, Hendersonville, NC 28792 • United States
1603 East Rutherford Street, Landrum, SC 29356 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1603 East Rutherford Street, Landrum, SC 29356-1429 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Army National Guard | Columbia | SC | 11/2006 | Present |
| Invest Financial Corp | Tampa | FL | 01/2009 | 10/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 01/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 01/2023 |
| Morris Financial Services | Columubs | NC | 06/2012 | Present |
| Lpl Financial Llc | Hendersonville | NC | 01/2023 | Present |
1) 1/2023 - Morris Tax Services / Tax Prep/Accounting/CPA / Investment Related / 80 Hours per month / 30 time spent percent / 4 hours during trading / Hendersonville, NC 2) 1/2023 - Morris Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / 140 Hours per month / 75 time spent percent / 35 hours during trading / Hendersonville, NC 3) 1/2023 - NC ARMY NATIONAL GUARD / Outside/W-2 Employment / Investment Related / 24 Hours per month / 10 time spent percent / 8 hours during trading 4)1/2023 - Rental / Real Estate Rental / Investment Related / 1 Hours per month / 5 time spent percent / 1 hours during trading / Landrum, SC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-14 |
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