Waldemar Fonseca Bento

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 07/2018
  J.P. Morgan Securities Inc
  New York, NY
• 12/2009 → 07/2018
  Jpmorgan Chase Bank
  New York, NY
• 07/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2018 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2009-07-28 → 2009-10-30
  Rbc Capital Markets, Llc
  New York, NY
  Miami, FL

Other Businesses

I*2131270 Entity Type: Entity Governmental Name of OBA: Honorary Consul of Cape Verde Address: Staten Island, New York, 10303 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/03/2025 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: The purpose is to promote cultural exchange between the community organize cultural events and promote cultural exchanges between the US and Cabo verde The functions of an Honorary Consul are as follows: Promoting relations Honorary consul works to promote cultural, economic, and educational ties between their home country and the host country. Supporting citizens Honorary consuls protect the interests of citizens of their home country who are visiting or living in the host country. Honorary consuls help to facilitate cultural exchanges Honorary consuls are private individuals who perform their duties voluntarily and are not paid for their services. They are often local citizens of the host country who have other professions or businesses.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-18
• S65 Uniform Investment Adviser Law Examination
  2008-01-22
• S63 Uniform Securities Agent State Law Examination
  2002-05-01

Other Names

• Lima
• Waldemar Jose Bento
• Waldemar Fonseca Bento
• Waldemar F Bento
• Wf Bento
• Bento F Waldemar
• Waldemar Bento