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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-12-22 |
| DE | RA | APPROVED | 2014-09-04 |
| NJ | RA | APPROVED | 2011-07-07 |
| TX | RA | APPROVED | 2011-07-07 |
Branch Locations
7 Roszel Rd, Princeton, NJ 08540 • United States
470 Norristown Rd, Blue Bell, PA 19422 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 12/1980 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-29 |
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