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1 University Square Drive, Princeton, NJ 08540 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-19 |
| NJ | RA | APPROVED | 2006-09-29 |
Branch Locations
1 University Square Drive, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch - Defined Asset Funds | Plainsboro | NJ | 05/1998 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plainsboro | NJ | 05/1998 | Present |
| Blackrock Investments, Inc. | New York | NY | 09/2006 | Present |
| Merrill Lynch Investment Managers, Llc | Plainsboro | NJ | 09/2006 | Present |
(1): Transmeta LLC; Limited Liability Company in event of Real Estate Purchase; Owner; Limited Liability Company in event of Real Estate Purchase; Less than 2 hrs per month; StartDate: 11/01/2020; (2) ICI Investment Company Institute; https://www.ici.org/ The Investment Company Institute (ICI) is the leading association representing regulated investment funds. ICI's mission is to strengthen the foundation of the asset management industry for the ultimate benefit of the long-term individual investor. Its members include mutual funds exchange-traded funds (ETFs) closed-end funds and unit investment trusts (UITs) in the United States and UCITS and similar funds offered to investors in other jurisdictions. ICI also represents its members in their capacity as investment advisers to certain collective investment trusts (CITs) and retail separately managed accounts (SMAs). ICI has offices in Washington
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-05 |
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