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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-02 |
| AL | RA | APPROVED | 1992-06-29 |
Branch Locations
1817 Commons North Dr, Tuscaloosa, AL 35406 • United States
Tuscaloosa, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Birmingham | AL | 02/1992 | 03/2020 |
| Ameriprise Financial Services, Llc | Tuscaloosa | AL | 03/2020 | Present |
Real Estate Ownership; Commercial; 1817 Commons North DriveTuscaloosa Al 35406Business Office Build, ,; ; 12/01/2009. Business Ownership; DPT, LLC; ; Real Estate Office Building for Practice; 1817 Commons North DriveTuscaloosa, AL 35406, ,; Not Investment-Related; 12/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours / Howard & Associates, Inc.; ; Entity is used to pay unlicensed staff and business expenses of my practice.; 967 Monmouth DriveTuscaloosa AL 35406, ,; ; 08/01/1986; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-03-26 |
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