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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Evansville | IN | 07/1995 | 11/2024 |
| Prudential Insurance Company Of America | Evansville | IN | 08/1995 | Present |
| Lpl Enterprise, Llc | Evansville | IN | 11/2024 | Present |
1) 11/26/2024- Magellan Federal Contracting- The role is an advisor to military members on various topics: Budgeting o Debit reduction, Military thrift savings plan, Credit management - INV Related- At Evansville, IN- Start 05/12/2023- 40 HRS MTH- 15 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-09 |
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