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Mark Andrew Frugoni

Focus Wealth Advisors, LLC

Houston, TX

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Current Employers
Focus Wealth Advisors, Llc

2200 Post Oak Boulevard Suite 1000, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-10
  • TX RA
    APPROVED
    Since 2013-01-10

Branch Locations

2200 Post Oak Boulevard Suite 1000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus Wealth Advisors, Llc Houston TX 01/2013 Present
Previous Registrations
  • 2011-03-31 → 2013-07-15
    Concert Wealth Management
    San Jose, CA
    Houston, TX
  • 2004-11-04 → 2011-04-05
    Wells Fargo Clearing Services, Llc
    Houston, TX
    Houston, TX
    La Porte, TX
    Houston, TX
    Woodlands, TX
    Katy, TX
    Deer Park, TX
    Sugar Land, TX
    Sugarland, TX
    Baytown, TX
    San Antonio, TX
    Tomball, TX
    Houston, TX
    Seabrook, TX
    Houston, TX
    Houston, TX
    Pasadena, TX
    The Woodlands, TX
    Houston, TX
    Baytown, TX
    Spring, TX
    Humble, TX
    The Woodlands, TX
    Houston, TX
    La Porte, TX
    Tomball, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Deer Park, TX
    Houston, TX
    Addison, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Friendswood, TX
  • 1995-09-14 → 2004-11-01
    Morgan Stanley Dw Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-09
S63 Uniform Securities Agent State Law Examination 1995-09-13
  • S65 Uniform Investment Adviser Law Examination
    1995-10-09
  • S63 Uniform Securities Agent State Law Examination
    1995-09-13

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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