Stephen Cauley Scanlon

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-08
MO	RA	APPROVED	2019-02-27

Branch Locations

Kansas City, MO • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Madison Avenue Securities, Llc	San Diego	CA	05/2016	11/2016
Guardvest Inc	Dallas	TX	04/2014	09/2017
Fortem Capital Partners (Subsidiary Of Advisors Excel)	Topeka	KS	03/2016	11/2016
Change Path Llc	Leawood	KS	01/2017	09/2017
Axa Distributors, Llc	Jersey City	NJ	10/2017	06/2020
Axa Advisors, Llc	New York	NY	10/2017	06/2020
Equitable Advisors, Llc	New York	NY	10/2017	Present
Equitable Distributors, Llc	Jersey City	NJ	10/2017	12/2023
Equitable Distributors, Llc	New York	NY	01/2024	Present

05/2016 → 11/2016

Madison Avenue Securities, Llc

San Diego, CA
04/2014 → 09/2017

Guardvest Inc

Dallas, TX
03/2016 → 11/2016

Fortem Capital Partners (Subsidiary Of Advisors Excel)

Topeka, KS
01/2017 → 09/2017

Change Path Llc

Leawood, KS
10/2017 → 06/2020

Axa Distributors, Llc

Jersey City, NJ
10/2017 → 06/2020

Axa Advisors, Llc

New York, NY
10/2017 → Present

Equitable Advisors, Llc

New York, NY
10/2017 → 12/2023

Equitable Distributors, Llc

Jersey City, NJ
01/2024 → Present

Equitable Distributors, Llc

New York, NY

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-05-14
S65	Uniform Investment Adviser Law Examination	2010-03-05

Other Firms