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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2008-07-29
  • WI RA
    APPROVED
    Since 2008-07-29

Branch Locations

25 East Pine Street, Platteville, WI 53818 • United States

1100 Springdale St, Mount Horeb, WI 53572 • United States

615 Dodge Street, Mineral Point, WI 53565 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Platteville WI 04/2008 Present
  • 04/2008 → Present
    Lpl Financial
    Platteville, WI
Other Businesses

1) 2026-04-21 - Baseball/Softball Umpire - Coach/ Sports/ Fitness - N - 20 - 0 - Cobb WI - 2026-04-01 - I will be an umpire for softball and baseball as need when a school is short. 2) 2024-10-21 - Gracie's Point - Outside/W-2 Employment - N - 84 - 0 - 9396 State Rd 80, Platteville Wi 53818 - 2024-09-19 -

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-11-17
  • S63 Uniform Securities Agent State Law Examination
    2005-11-17

View on SEC IAPD

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