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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2008-07-29 |
Branch Locations
25 East Pine Street, Platteville, WI 53818 • United States
1100 Springdale St, Mount Horeb, WI 53572 • United States
615 Dodge Street, Mineral Point, WI 53565 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Platteville | WI | 04/2008 | Present |
1) 2026-04-21 - Baseball/Softball Umpire - Coach/ Sports/ Fitness - N - 20 - 0 - Cobb WI - 2026-04-01 - I will be an umpire for softball and baseball as need when a school is short. 2) 2024-10-21 - Gracie's Point - Outside/W-2 Employment - N - 84 - 0 - 9396 State Rd 80, Platteville Wi 53818 - 2024-09-19 -
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-17 |
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