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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-18 |
| WI | RA | APPROVED | 2026-08-18 |
Branch Locations
2924 Marketplace Drive Suite 200, Fitchburg, WI 53719 • United States
18700 N Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments Inc | Middleton | WI | 10/2009 | 11/2017 |
| Commonwealth Financial Network | Waltham | MA | 11/2017 | 12/2024 |
| Commonwealth Financial Network | San Diego | CA | 01/2025 | 08/2026 |
| Osaic Wealth | Fitchburg | WI | 08/2026 | Present |
1. MIDWEST FINANCIAL GROUP POSITION: Notary NATURE: I'm a notary. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/09/2022 ADDRESS: 2924 Marketplace Drive, Suite 200, Fitchburg WI 53719, United States DESCRIPTION: I'm a notary, I do not charge for that service. 2. MIDWEST FINANCIAL GROUP POSITION: CEO/President NATURE: 51.4% Owner Co-owner of operating S Corp company which facilitates securities, advisory, and insurance business; conducted at branch location; investment related Brandon Masbruch and Jacqueline Frazee are other owners. INVESTMENT RELATED: Yes NUMBER OF HOURS: 400 SECURITIES TRADING HOURS: 400 START DATE: 01/01/2018 ADDRESS: 2924 Marketplace Drive, Suite 200, Fitchburg WI 53719, United States DESCRIPTION: Co-owner of operating S Corp company which facilitates securities, advisory, and insurance business; conducted at branch location; investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-10 |
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