Vicki Sue Pfalzgraf

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-22
WI	RA	APPROVED	2023-08-15

TX RA
APPROVED_RES

Since 2023-08-22
WI RA
APPROVED

Since 2023-08-15

Branch Locations

330 S Water St (Hwy 80/81) By Suppz Nutrition, Platteville, WI 53818 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D Jones	Platteville	WI	06/1997	06/2023
Edward Jones	St Louis	MO	06/2023	Present

06/1997 → 06/2023

Edward D Jones

Platteville, WI
06/2023 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-11

S66 Uniform Combined State Law Examination

2023-08-11

Other Names

Vicki Sue Kleiner

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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