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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-29 |
| IL | RA | APPROVED | 2001-01-03 |
Branch Locations
2 South Dunton Avenue, Arlington Heights, IL 60005 • United States
Wood Dale, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Arlington Heights | IL | 09/1999 | Present |
1. 12/15/2011: DBA ONLY - 72 FINANCIAL - ARLINGTON HEIGHTS, IL. 2. 11/14/2013: NON-VARIABLE INSURANCE - PROCESS NON VARIABLE INSURANCE THROUGH OUTSIDE INSURANCE COMPANIES AND GENERAL INSURANCE AGENCIES. - 5% OF TIME SPENT - ARLINGTON HEIGHTS, IL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-24 |
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