Glenn Michael Patti

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 12/2009 → Present
  Bank Of America,Na
  New York, NY

Other Businesses

I*123956 For profit or not for profit: For-Profit Organization Name of outside business organization: Patti Real Estate Holdings Investment related: Y Address of business: Scranton, Pennsylvania 18510 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 12/14/2018 Number of hours devoted: 24 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: LLC to own rental property I*2990 For profit or not for profit: Name of outside business organization: Glenn Patti Investment related: Address of business: Scranton, Pennsylvania 18510 Nature of business: , Position, title, association: , Start date of relationship: 1/1/2014 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties: I*8231 For profit or not for profit: Name of outside business organization: Glenn Patti Investment related: Address of business: Scranton, Pennsylvania 18510 Nature of business: , Position, title, association: , Start date of relationship: 6/19/2015 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-20
• S63 Uniform Securities Agent State Law Examination
  1995-10-17