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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| LA | RA | APPROVED | 2018-07-20 |
Branch Locations
7330 Fern Avenue Suite 401, Shreveport, LA 71105 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Providence Investments | Shreveport | LA | 01/2006 | 11/2016 |
| J.W. Cole Financial, Inc. | Tampa | FL | 07/2014 | 11/2016 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 07/2014 | 11/2016 |
| Lpl Financial, Llc | Bryant | AR | 11/2016 | 06/2018 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 06/2018 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 06/2018 | Present |
1. 11/03/2016 - SALTER INVESTMENTS LLC/ REAL ESTATE RENTAL/ 1%/ SHREVEPORT, LA. 2. 9/29/2017 - Providence Investments, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 6/13/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:05/25/2018 - 1 Hours Per Month/0 Hours During Trading. Committee meetings to discuss budgets and expense reports. 4. 01/01/2001 - Open Door Bible Church 501(c)(3) Non-Profit, Finance Chairman - Non-Investment Related - 950 Swan Lake Road, Bossier City, LA 71111 - Started 01/01/2001 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 11/06/2015 - No Business Name - Non-Investment Related - At 846 Robards Street, Shreveport, LA 71105 - Continuing Tutorship - Start Date:11/06/2015 - 360 Hours Per Month/0 Hours During Trading. Total care of our adult disabled child. 6. 1/06/2017 - No Business Name - Non-Investment Related - At 846 Robards Street, Shreveport, LA 71105 - Independent Administrator of Glenda T. Salter Estate - Start Date:01/06/2017 - 5 Hours Per Month/0 Hours During Trading. Disposal of Intestate Property of Glenda T. Salter (parent).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-12 |
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