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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-22
LA RA APPROVED 2018-07-20
  • TX RA
    APPROVED_RES
    Since 2025-10-22
  • LA RA
    APPROVED
    Since 2018-07-20

Branch Locations

7330 Fern Avenue Suite 401, Shreveport, LA 71105 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Providence Investments Shreveport LA 01/2006 11/2016
J.W. Cole Financial, Inc. Tampa FL 07/2014 11/2016
J.W. Cole Advisors, Inc. Tampa FL 07/2014 11/2016
Lpl Financial, Llc Bryant AR 11/2016 06/2018
J.W. Cole Advisors, Inc. Tampa FL 06/2018 Present
J.W. Cole Financial, Inc. Tampa FL 06/2018 Present
  • 01/2006 → 11/2016
    Providence Investments
    Shreveport, LA
  • 07/2014 → 11/2016
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 07/2014 → 11/2016
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 11/2016 → 06/2018
    Bryant, AR
  • 06/2018 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 06/2018 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
Previous Registrations
  • 2016-11-03 → 2018-07-30
    Shreveport, LA
    Shreveport, LA
    Alexander, AR
    Bossier City, LA
    Bossier City, LA
  • 2014-07-02 → 2016-11-22
    Shreveport, LA
    Tampa, FL
  • 2007-01-03 → 2014-07-09
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Shreveport, LA
  • 2002-08-21 → 2007-01-03
    Ffp Advisory Services Inc
    Shreveport, LA
Other Businesses

1. 11/03/2016 - SALTER INVESTMENTS LLC/ REAL ESTATE RENTAL/ 1%/ SHREVEPORT, LA. 2. 9/29/2017 - Providence Investments, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 6/13/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:05/25/2018 - 1 Hours Per Month/0 Hours During Trading. Committee meetings to discuss budgets and expense reports. 4. 01/01/2001 - Open Door Bible Church 501(c)(3) Non-Profit, Finance Chairman - Non-Investment Related - 950 Swan Lake Road, Bossier City, LA 71111 - Started 01/01/2001 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 11/06/2015 - No Business Name - Non-Investment Related - At 846 Robards Street, Shreveport, LA 71105 - Continuing Tutorship - Start Date:11/06/2015 - 360 Hours Per Month/0 Hours During Trading. Total care of our adult disabled child. 6. 1/06/2017 - No Business Name - Non-Investment Related - At 846 Robards Street, Shreveport, LA 71105 - Independent Administrator of Glenda T. Salter Estate - Start Date:01/06/2017 - 5 Hours Per Month/0 Hours During Trading. Disposal of Intestate Property of Glenda T. Salter (parent).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1994-07-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1994-07-12

View on SEC IAPD

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