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Inactive

Ronald James Sorenson

Reaves Asset Management

Jersey City, NJ

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Current Employers
Reaves Asset Management

10 Exchange Place, 18Th Floor, Jersey City, NJ 07302 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-12-19
TX RA APPROVED_RES 2003-12-15
AL RA APPROVED 2003-12-02
PA RA APPROVED 2003-12-01
CT RA APPROVED 2003-11-28
ID RA APPROVED 2003-11-28
  • GA RA
    APPROVED
    Since 2003-12-19
  • TX RA
    APPROVED_RES
    Since 2003-12-15
  • AL RA
    APPROVED
    Since 2003-12-02
  • PA RA
    APPROVED
    Since 2003-12-01
  • CT RA
    APPROVED
    Since 2003-11-28
  • ID RA
    APPROVED
    Since 2003-11-28

Branch Locations

10 Exchange Place, 18Th Floor, Jersey City, NJ 07302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W. H. Reaves & Co., Inc. Jersey City NJ 12/1991 Present
  • 12/1991 → Present
    W. H. Reaves & Co., Inc.
    Jersey City, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-28
S63 Uniform Securities Agent State Law Examination 1992-07-23
  • S65 Uniform Investment Adviser Law Examination
    1994-10-28
  • S63 Uniform Securities Agent State Law Examination
    1992-07-23
Other Names
  • Ronald J Sorenson

View on SEC IAPD

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