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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-02-17 |
| NJ | RA | APPROVED | 2010-07-07 |
Branch Locations
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Naperville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Investment Management Llc | Parsippany | NJ | 09/2005 | Present |
Rental property A.A.G. Management LLC; 2 hours per month not during normal business hours. NFL; 216 Arlington Avenue, Naperville, IL 60565; not investment related; Reselling NFL tickets from my season tickets and other special event tickets from my Personal Seat License; 1 hour per month not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-10-25 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-07 |
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