Warn Dee Willis

Current Employers

Employment History

• 07/1999 → 09/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 09/2020 → 08/2022
  Lpl Financial, Llc
  Mercer Island, WA
• 08/2022 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 08/2022 → Present
  Mutual Advisors, Llc.
  Omaha, NE

Previous Registrations

• 2020-09-23 → 2022-09-02
  Lpl Financial Llc
  Mercer Island, WA
  Renton, WA
  Mercer Island, WA
• 2000-09-27 → 2020-09-23
  Kms Financial Services, Inc.
  Seattle, WA
  Mercer Island, WA

Other Businesses

1. Willis Eckfeldt Asset Managmenet, LLC., Start Date: 01/01/2013, 7525 SE 24th St., Ste. 505, Mercer Island, WA 98040, LLC, Used to pay all expenses for Willis Eckfeldt Asset Management, Managing Member and President, I manage the finances and run the operations of Willis Eckfeldt Asset Management, LLC along with my business partner, Bruce Eckfeldt, Not Investment Related, 40 Hours per month, 2 Hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 07/01/2009, 7525 SE 24th St., Ste. 505, Mercer Island, WA 98040, Sole Proprietor, Insurance Agent, I sell both term and whole life insurance as well as single premium deferred fixe annuities, the commissions are paid by the carrier, Not Investment Related, 4 Hours per month, .2 Hours per day during trading hours. 3. WDWillis Asset Management, LLC., Start Date: 12/20/2007, 7525 SE 24th St., Ste, 505, Mercer Island, WA 98040, LLC, Cash flow through entity from Warn Willis as registered representative to Willis Eckfeldt Asset Management, Registered Agent for LLC, Manage any finances for the LLC and monitor cash flow from Warn Willis as Registered Representative to Willis Eckfeldt Asset Management, the entity that pays for all of the expenses for the firm, Not Investment Related, 8 Hours per month, .4 Hours per day during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-03
• S63 Uniform Securities Agent State Law Examination
  1996-10-07

Designations