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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-07 |
| GA | RA | APPROVED | 2010-11-09 |
Branch Locations
3555 North Crossing Circle, Valdosta, GA 31602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Valdosta | GA | 10/2010 | Present |
1. Back the Blue Foundation, Inc.; 1706 N Patterson St Valdosta GA 31602; Support of Law Enforcement Officers; Board Member; Policy; affiliation started 09/15/2017; 4.0 hours per quarter; not during securities trading hours; not investment-related. 2. Hahira Police Department; 815 Tillman St, Hahira, GA 31632; Law Enforcement; Police Officer; 06/01/2021;10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-24 |
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