Richard Stewart Campbell

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Stifel Nicolaus & Co Inc
  Valdosta, GA

Previous Registrations

• 2009-06-01 → 2010-10-22
  Morgan Stanley
  Valdosta, GA
• 2003-03-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Valdosta, GA
  Valdosta, GA

Other Businesses

1. Back the Blue Foundation, Inc.; 1706 N Patterson St Valdosta GA 31602; Support of Law Enforcement Officers; Board Member; Policy; affiliation started 09/15/2017; 4.0 hours per quarter; not during securities trading hours; not investment-related. 2. Hahira Police Department; 815 Tillman St, Hahira, GA 31632; Law Enforcement; Police Officer; 06/01/2021;10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-01
• S63 Uniform Securities Agent State Law Examination
  1992-04-24

Other Names

• Dick Campbell