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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-23 |
| CO | RA | APPROVED | 2015-12-07 |
Branch Locations
1960 28Th St, Boulder, CO 80301 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
842 Summit Blvd Ste 21, Frisco, CO 80443 • United States
300 Dillon Ridge Rd, Dillon, CO 80435 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Denver | CO | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-24 |
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