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Christopher Norman Knowlton

Oppenheimer & Co. Inc.

Port Huron, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-11-30
  • MI RA
    APPROVED
    Since 2015-11-30

Branch Locations

810 Michigan Street, Port Huron, MI 48060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc. Port Huron MI 01/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-04
S63 Uniform Securities Agent State Law Examination 1992-04-23
  • S65 Uniform Investment Adviser Law Examination
    2007-04-04
  • S63 Uniform Securities Agent State Law Examination
    1992-04-23

View on SEC IAPD

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