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Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-11-01
  • IN RA
    APPROVED
    Since 2019-11-01

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

205 E Morgan Street Ste A Po Box 267, Spencer, IN 47460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Services Inc. Spencer IN 04/1997 07/2017
Spc Ann Arbor MI 10/2010 11/2019
Parkland Securities Ann Arbor MI 08/2014 11/2019
Henson Insurance & Financial Investment, Llc Spencer IN 07/2017 Present
Tucker Asset Management Llc Littleton CO 11/2019 Present
  • 04/1997 → 07/2017
    Insurance Services Inc.
    Spencer, IN
  • 10/2010 → 11/2019
    Ann Arbor, MI
  • 08/2014 → 11/2019
    Parkland Securities
    Ann Arbor, MI
  • 07/2017 → Present
    Henson Insurance & Financial Investment, Llc
    Spencer, IN
  • 11/2019 → Present
    Littleton, CO
Previous Registrations
  • 2010-10-07 → 2019-10-31
    Spencer, IN
    Ann Arbor, MI
  • 2005-06-30 → 2010-10-06
    Legend Advisory, Llc
    Spencer, IN
    Palm Beach Gardens, FL
    Spencer, IN
Other Businesses

1. EXCHANGE CLUB SPENCER, IN 47460, MEMBER, COMMUNITY SERVICE, PREVENTION OF CHILD ABUSE. START 10/9/15. Approx. 2 hrs/mo, INCOME 0%. 2. Henson Insurance & Financial Investments, LLC - investment related, Owner, Sale of Life, Health, Disability and Fixed Annuities. Start date: 10/9/15. Approx. 80 hrs/mo, during normal business hours. 3. ECONOMIC DEVELOPMENT CORP. THE EDC IS TO BRING IN NEW BUSINESS INTO OWEN COUNTY. SUB-COMMITTEE OF ECONOMIC DEVELOPMENT: REDEVELOPMENT BOARD. WE OVERSEE THE PROCESS OF BRINGING IN NEW BUSINESS TO OWEN COUNTY. Also, Vice President for Redevelopment Committee. Start date: 10/9/15, approx. 1 hr/mo.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-29
S63 Uniform Securities Agent State Law Examination 1995-11-24
  • S65 Uniform Investment Adviser Law Examination
    2005-06-29
  • S63 Uniform Securities Agent State Law Examination
    1995-11-24
Other Names
  • Jay C Henson

View on SEC IAPD

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