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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-23 |
| HI | RA | APPROVED | 1992-10-19 |
Branch Locations
1585 Kapiolani Blvd Suite 1620 (P2A), Honolulu, HI 96814 • United States
98-1247 Kaahumanu St Ste 305, Aiea, HI 96701-5301 • United States
Honolulu, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 07/1992 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 931 Coolidge St. #102, , Honolulu, HI, 96826; Not Investment-Related; 03/01/2022 / Multi-Family; 98-1392 Koaheahe Place #154, , Pearl City, HI, 96782; Investment-Related; 04/01/2016 / Commercial; 98-1247 Kaahumanu St. #305A, , Aiea, HI, 96701; Not Investment-Related; 04/01/2025. Independent Insurance Brokering; UNUM; 11/19/2018; Long Term Care.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-29 |
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