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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-10-03 |
| TX | RA | APPROVED | 2016-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Flemington | NJ | 07/2006 | 09/2016 |
| Wells Fargo Advisors Llc | Flemington | NJ | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Flemington | NJ | 11/2016 | Present |
ROJO PROPERTIES LLC, INV RELATED, BAYVILLE, NJ, 100% OWNERSHIP, START 11/4/2004, 1 HOURS PER MONTH, ZERO HOURS DURING TRADING, CONSTRUCTIONS OF NEW HOMES OR RENOVATIONS. JRAP PROPERTIES LLC, INV RELATED, FLEMINGTON, NJ, 100% OWNERSHIP, START 3/10/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, CONSTRUCTIONS OF NEW HOMES OR RENOVATIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-21 |
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