Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-14 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
318 2Nd Ave Nw, Hickory, NC 28601-4944 • United States
Hickory, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charlotte | NC | 07/1992 | 03/2020 |
| Ameriprise Financial Services, Llc | Hickory | NC | 03/2020 | Present |
Business Ownership; BRM Management Group; ; established to manage my Ameriprise practice - to pay staff and lease office space; P.O. Box 2564Hickory, NC 28603, ,; Not Investment-Related; 05/01/2015; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Rental of real estate; will rent out a separate part of my primary residence; 4678 White Eagle Lane Hickory,NC 28602, ,; ; 10/15/2014; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 1992-08-25 |
Reach out to this advisor