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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-07-21
TX RA APPROVED 2023-07-19
  • MI RA
    APPROVED
    Since 2023-07-21
  • TX RA
    APPROVED
    Since 2023-07-19

Branch Locations

310 W. Washington Suite 206, Marquette, MI 49855 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marquette MI 09/2005 07/2023
Wells Fargo Advisors Financial Network, Llc Marquette MI 07/2023 Present
Previous Registrations
Other Businesses

MARQUETTE AREA PUBLIC SCHOOLS, NOT INV RELATED, HEAD HIGH SCHOOL HOCKEY COACH, MARQUETTE, MI 49855, START DATE: 10/30/23, 45 HRS PER MONTH, 15 HRS DURING TRADING; GARROW FINANCIAL SOLUTIONS, INV RELATED, MARQUETTE, MI, START DATE: 7/19/23, 200 HRS PER MONTH, 130 HRS DURING TRADING, FINET PRACTICE; BOARDS OF DIRECTORS ; MARQUETTE JUNIOR HOCKEY CORP.; NON PROFIT JUNIOR HOCKEY ASSOC.; BOARD MEMBER AT LARGE; MARQUETTE, MI 49855; NO; AUGUST 2013; 10-19 HRS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-20
  • S63 Uniform Securities Agent State Law Examination
    1992-02-20
Designations

View on SEC IAPD

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