Patrick Earl Mckim

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Prospera Wealth Management Solutions Llc
  Denver, CO
• 01/2014 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-07-01 → 2014-02-03
  Geneos Wealth Management, Inc.
  Greenwood Village, CO
  Colorado Springs, CO
  Denver, CO
• 2008-06-18 → 2011-07-28
  Financial Design & Management, Inc.
  Greenwood Village, CO
• 1999-01-01 → 2008-04-01
  Adrian & Associates Inc
  Greenwood Village, CO

Other Businesses

1)DBA: PROSPERA WEALTH MANAGEMENT SOLUTIONS, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, START JANUARY 2014, 40 PLUS HRS. PER WEEK - DURING TRADING HOURS, OWNER / FINANCIAL ADVISOR 2)FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START JANUARY 2014, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE AND LONG-TERM CARE 3) NAME OF OTHER BUSINESS: PATRICK MCKIM CFP INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/1998; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX REPORTING PURPOSES ONLY;

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-10

Designations

• Certified Financial Planner