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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-02-24 |
| TX | RA | APPROVED | 2020-02-24 |
| WI | RA | APPROVED | 2020-02-24 |
Branch Locations
2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States
Green Bay, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Green Bay | WI | 08/1990 | 02/2020 |
| Rbc Capital Markets, Llc | Milwaukee | WI | 02/2020 | Present |
NAME OF ENTITY: Brown County Board of Supervisors ADDRESS: 515 Pine St., Green Bay, WI 54301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Government Institution START DATE: 10.28.24 CAPACITY: Brown County Board of Supervisors DUTIES: 2 meetings per month, in the evening, after normal business hours HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-02 |
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