Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-11-05 |
| TX | RA | APPROVED_RES | 2021-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Guntersville | AL | 02/2013 | 11/2021 |
| Lpl Financial, Llc | Guntersville | AL | 11/2021 | Present |
1. 11/2/2021 - CITIZENS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/2/2021 - CHILD ADVOCACY CENTER - Not Investment Related - 1620 RAILROAD AVE. GUNTERSVILLE, AL 35976 - Non-Profit Board Member - Board member and Treasurer - Started 1.1.2013 - 1 Hour Per Month - Time Spent 1% - Co-sign checks for the organization's bills.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-27 |
Reach out to this advisor