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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-03-22
CT RA APPROVED 2010-11-22
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • CT RA
    APPROVED
    Since 2010-11-22

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2010 Present
Bank Of America, N.A. New York NY 09/2014 Present
Previous Registrations
Other Businesses

I*58380 For profit or not for profit: For-Profit Organization Name of outside business organization: Preparatory Thread Company LLC Investment related: N Address of business: New York, New York 10022 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 12/1/2012 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This company was created as a creative outlet. The company makes button-down oxford shirts and is small in scale and are sold solely online, managed strictly on weeknights and on weekends. I am the owner/founder.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-27
  • S66 Uniform Combined State Law Examination
    2007-07-27
Other Names
  • Alexander Jeremy Popowich

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