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57 River Street Suite 301, Wellesley, MA 02481 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-03-24 |
Branch Locations
57 River Street Suite 301, Wellesley, MA 02481 • United States
Scituate, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alpha Simplex Group | Cambridge | MA | 05/2009 | 08/2020 |
| 1251 Diffractive Managers Group | Boston | MA | 09/2020 | 09/2023 |
| Empirical Asset Management, Llc | Scituate | MA | 01/2025 | Present |
| Unemployed | Boston | MA | 10/2023 | 12/2024 |
1) Trefis; Investment-related; 125 High St, Boston, MA 02110; Analytics, educational, and investment research platform; Advisor; 05/13/2023; 8 hours per month; 4 during trading hours; Advise founder on business strategy 2) WorkSimplr; Not investment-related; 2318 Fairway Circle, Castle Rock, CO 80109; Educational organization; Board Member; 11/13/2023; 2 hours per month; 0 during trading hours; Provide project based temporary employment for mainly college level students
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-07 |
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