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3536 Brambleton Ave Suite 1B, Roanoke, VA 24018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2008-09-11 |
Branch Locations
3536 Brambleton Ave. Ste. 1B, Roanoke, VA 24018 • United States
5 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wanda P. Sears | Roanoke | VA | 10/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-02 |
| S65 | Uniform Investment Adviser Law Examination | 1992-03-27 |
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