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Alexander Robert Hale

LPl Financial LLC

Lubbock, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-26
  • TX RA
    APPROVED
    Since 2023-09-26

Branch Locations

4906 Lakeridge Dr Ste 1, Lubbock, TX 79424-4018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kcbd-Tv Lubbock TX 06/2015 09/2021
Antioch Wealth Management Lubbock TX 11/2021 02/2023
Unemployed Lubbock TX 09/2021 11/2021
Lpl Financial Llc Lubbock TX 11/2021 Present
  • 06/2015 → 09/2021
    Kcbd-Tv
    Lubbock, TX
  • 11/2021 → 02/2023
    Antioch Wealth Management
    Lubbock, TX
  • 09/2021 → 11/2021
    Unemployed
    Lubbock, TX
  • 11/2021 → Present
    Lpl Financial Llc
    Lubbock, TX
Previous Registrations
Other Businesses

1) 02/2023 - Antioch Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - LUBBOCK, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2023-09-25
Other Names
  • Alex Robert Hale

View on SEC IAPD

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K&S WEALTH ADVISORS, LLC

Other Investors

TIMOTHY DREW MACK
BRAD ALEXANDER PRUITT
MATTHEW DEAN PECK
BRIT CHELSEE INMAN-SWANSON
DAVID BETASSO TOMBS
Bryan Nicolas Sauceda
Joshua Ruben Ortiz
George Allen

Other Offices

HIGH PLAINS INVESTMENT ADVISORS, INC. · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · LUBBOCK, TX
AIM ADVISORY GROUP, LLC · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · Lubbock, TX
INDEPENDENT WEALTH NETWORK, INC. · Lubbock, TX
LPL FINANCIAL LLC · LUBBOCK, TX
INDEPENDENT WEALTH NETWORK, INC. · Lubblock, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lubbock, TX

More in Lubbock, TX

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