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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-11
HI RA APPROVED 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2024-03-11
  • HI RA
    APPROVED
    Since 2021-08-06

Branch Locations

2153 N King St Ste 308, Honolulu, HI 96819 • United States

Kapolei, HI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Honolulu HI 12/1991 Present
Pfs Investments Inc. Honolulu HI 01/1992 Present
  • 12/1991 → Present
    Primerica Financial Services
    Honolulu, HI
  • 01/1992 → Present
    Honolulu, HI
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Shego, LLC, investment related, 2153 N. King St. #304 Honolulu, HI 96819, Primerica business purposes, Owner, October 2019 to Present, 200 hours per month (140 hours per month during securities trading hours), legal entity formed solely for Primerica business purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-03
S63 Uniform Securities Agent State Law Examination 1993-06-05
  • S65 Uniform Investment Adviser Law Examination
    2021-06-03
  • S63 Uniform Securities Agent State Law Examination
    1993-06-05

View on SEC IAPD

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