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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-17 |
Branch Locations
11102 Stonemill Farms Curve, Woodbury, MN 55129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Roseville | MN | 10/1999 | Present |
| Focus Financial Network, Inc. | Woodbury | MN | 10/1999 | Present |
1. MICHAEL J. POOR POSITION: Agent NATURE: I receive trail commissions from a Long Term Care Policyissued byAllianz Life INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 11102 Stonemill Farms Curve, Woodbury MN 55129, United States DESCRIPTION: Periodic policy reviews 2. FOCUS FINANCIAL POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/1999 ADDRESS: 11102 Stonemill Farms Curve, Woodbury MN 55129, United States DESCRIPTION: insurance agent 3. FOCUS FINANCIAL NETWORK POSITION: agent NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/01/1999 ADDRESS: 11102 Stonemill Farms Curve, Woodbury MN 55129, United States DESCRIPTION: Recommend, manage and review investment accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-28 |
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