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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-05-09 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 12/1991 | Present |
| Bank Of America, N.A. | Denver | CO | 07/2011 | Present |
I*112034 For profit or not for profit: For-Profit Organization Name of outside business organization: 1. K.S. Bridge Inc. 2. AKKS LLC Investment related: N Address of business: South Williamsport, Pennsylvania 17702 Nature of business: Corporation, Position, title, association: Owner, Start date of relationship: 2/15/2018 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: 50% purchase of empty restaurant space and liquor license. No operating businesses. Responsibilities include paying property tax and insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-14 |
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