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Edward August Pelletier

Mml Investors Services, LLC

Warwick, RI

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-07
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-06-07
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Insurance Company Pawtucket RI 09/1991 03/2017
Metlife Securities Inc. Providence RI 09/1991 03/2017
Mml Investors Services, Llc Warwick RI 03/2017 Present
Mass Mutual Life Insurance Company Warwick RI 07/2016 Present
  • 09/1991 → 03/2017
    Metropolitan Insurance Company
    Pawtucket, RI
  • 09/1991 → 03/2017
    Metlife Securities Inc.
    Providence, RI
  • 03/2017 → Present
    Warwick, RI
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Warwick, RI
Previous Registrations
  • 2000-04-06 → 2017-03-25
    Msi Financial Services, Inc.
    Warwick, RI
    Warwick, RI
Other Businesses

Independent insurance agent - from business address - 2 sec hours 2 non sec hours - selling Dental and Group Disability Income, Disability, Fixed Annuities, Life/Accident/Health, Long-Term Care, Medicare Related Products, Property & Casualty - since 08/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1993-05-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1993-05-17

View on SEC IAPD

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