Joseph Santo Granato

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1991 → 05/2017
  Signator Investors, Inc.
  Boston, MA
• 05/2017 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → 12/2023
  Lpl Financial Llc
  New York, NY
• 12/2023 → Present
  Commonwealth Financial Network
  Waltham, MA
• 12/2023 → Present
  Comprehensive Financial Partners
  New York, NY
• 03/2026 → Present
  Imperity Wealth Alliance Llc
  New York, NY

Previous Registrations

• 2018-02-14 → 2023-12-20
  Lpl Financial Llc
  New York, NY
  Melville, NY
• 2017-11-03 → 2018-02-16
  Invest Financial Corporation
  New York, NY
  Appleton, WI
  Melville, NY

Other Businesses

Fixed insurance sales; as of 12/01/2023; 15% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-02
• S63 Uniform Securities Agent State Law Examination
  1992-04-10

Other Names

• Joseph S Granato