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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2020-12-02
TX RA APPROVED_RES 2011-11-01
OH RA APPROVED 2007-03-21
  • WY RA
    APPROVED
    Since 2020-12-02
  • TX RA
    APPROVED_RES
    Since 2011-11-01
  • OH RA
    APPROVED
    Since 2007-03-21

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 11/2005 Present
Bank Of America, Na Columbus OH 12/2009 Present
Previous Registrations
  • 1999-07-06 → 2005-11-04
    Morgan Stanley Dw Inc.
    Columbus, OH
Other Businesses

I*91305FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MT. AL'S ROUNDUPINVESTMENT RELATED: NADDRESS OF BUSINESS: 7472 TOTTENHAM PLACE, NEW ALBANY, OHIO 43054NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 4/1/2016NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM FORMING AN 501C3 NOT FOR PROFIT CORPORATION SO THAT I CAN CONTINUE TO CONDUCT A CHARITY FUNDRAISER TO BENEFIT OTHER NON FOR PROFIT CHARITABLE ORGANIZATIONSI*134709For profit or not for profit: For-Profit OrganizationName of outside business organization: Jeff GeigerInvestment related: NAddress of business:Buffalo, Wyoming 82834Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 11/2/2020Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rent out my residence in Wyoming on a part time basis.I*2036274, Entity Type, Entity for Profit, Name of OBA: Geiger Ventures LLC, Address: New Albany, OH, 43054, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/02/2007, No Hours: 1hr/Ann, No Hours during trading: 0, Duties: LLC is simply the entity to hold the unimproved real-estate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-09
S63 Uniform Securities Agent State Law Examination 1992-03-26
  • S65 Uniform Investment Adviser Law Examination
    1999-07-09
  • S63 Uniform Securities Agent State Law Examination
    1992-03-26
Other Names
  • Jeffrey Michael Geiger

View on SEC IAPD

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