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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-04-21 |
| CO | RA | APPROVED | 2009-06-19 |
Branch Locations
3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Evergreen | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Evergreen | CO | 11/2016 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; STATE OF COLORADO; START DATE 1/14/2019; 1 HOUR PER MONTH/0 DURING TRADING.; PERSONAL REP FOR MOTHER-IN-LAW, INV RELATED, ZEPHYRHILLS, FL, START: 9/24/2021, 2 HRS/MONTH, 0 HRS DURING TRADING. EAST VIRGINIA VILLAGE METROPOLITAN DISTRICT ; NOT INV RELATED;LAKEWOOD,CO; BOARD MEMBER; START DATE: 07/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-25 |
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