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Denise Rachelle Scher

Usi Securities, Inc.

Glastonbury, CT

Eugene, OR

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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-09-16
  • OR RA
    APPROVED
    Since 2022-09-16

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

975 Oak Street Suite 900, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hub International Investment Services Inc. Concord CA 11/2009 Present
Cambridge Investment Research Inc Fairfield IA 08/2014 05/2022
Cambridge Investment Research Advisors Inc Fairfield IA 08/2014 05/2022
Lpl Finanical Llc Springfield OR 05/2022 Present
Global Retirement Partners, Llc San Rafael CA 05/2022 Present
Usi Consulting Group Glastonbury CT 08/2022 Present
Usi Securities Glastonbury CT 08/2022 Present
  • 11/2009 → Present
    Hub International Investment Services Inc.
    Concord, CA
  • 08/2014 → 05/2022
    Cambridge Investment Research Inc
    Fairfield, IA
  • 08/2014 → 05/2022
    Cambridge Investment Research Advisors Inc
    Fairfield, IA
  • 05/2022 → Present
    Lpl Finanical Llc
    Springfield, OR
  • 05/2022 → Present
    Global Retirement Partners, Llc
    San Rafael, CA
  • 08/2022 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 08/2022 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
  • 2022-05-17 → 2022-08-05
    Global Retirement Partners Llc
    San Rafael, CA
    Springfield, OR
  • 2014-08-13 → 2022-06-01
    Cambridge Investment Research Advisors, Inc.
    Westlake Village, CA
    Santa Barbara, CA
    Springfield, OR
  • 2012-09-06 → 2020-12-08
    Hub International Investment Services Inc.
    Austin, TX
    Westlake Village, CA
    Santa Barbara, CA
    Austin, TX
    Springfield, OR
  • 2013-03-01 → 2014-08-14
    Financial Telesis Inc
    Westlake Village, CA
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-05
S63 Uniform Securities Agent State Law Examination 1993-08-18
  • S65 Uniform Investment Adviser Law Examination
    2012-09-05
  • S63 Uniform Securities Agent State Law Examination
    1993-08-18
Other Names
  • Denise Rachelle Ravitz

View on SEC IAPD

Other Firms

USI ADVISORS
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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