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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-04-04
DE RA APPROVED 2014-09-04
TX RA APPROVED_RES 2014-07-21
NJ RA APPROVED 2014-06-17
  • SC RA
    APPROVED
    Since 2022-04-04
  • DE RA
    APPROVED
    Since 2014-09-04
  • TX RA
    APPROVED_RES
    Since 2014-07-21
  • NJ RA
    APPROVED
    Since 2014-06-17

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Ocean Isle Beach, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 05/2014 Present
Previous Registrations
Other Businesses

I*96431 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DONNA SULLIVAN INVESTMENT RELATED: N ADDRESS OF BUSINESS: FLEMINGTON, NEW JERSEY 8822 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/9/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SPECIALTY CAKE BAKER AND DESIGNER I*96431 For profit or not for profit: For-Profit Organization Name of outside business organization: Twinklefairy Cakes Investment related: N Address of business: Flemington, New Jersey 8822 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/9/2016 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: specialty cake baker and designer I*492709, Entity Type,n/a Name of OBA: J B Address:Ocean Isle BeachNorth Carolina28469, Investment Related:NO Position, Title, Association: Power of Attorney,Employee Start Date:10/17/2019, No Hours:1 Yearly No Hours during trading:0 Duties:for parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-11
S63 Uniform Securities Agent State Law Examination 1997-01-31
  • S65 Uniform Investment Adviser Law Examination
    2001-07-11
  • S63 Uniform Securities Agent State Law Examination
    1997-01-31
Other Names
  • Donna M Bracchi
  • Donna Marie Bracchi
  • Donna Marie Bracchi
  • Donna Marie Sullivan

View on SEC IAPD

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