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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-04-04 |
| DE | RA | APPROVED | 2014-09-04 |
| TX | RA | APPROVED_RES | 2014-07-21 |
| NJ | RA | APPROVED | 2014-06-17 |
Branch Locations
2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States
Ocean Isle Beach, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Laurel | NJ | 05/2014 | Present |
I*96431 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DONNA SULLIVAN INVESTMENT RELATED: N ADDRESS OF BUSINESS: FLEMINGTON, NEW JERSEY 8822 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/9/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SPECIALTY CAKE BAKER AND DESIGNER I*96431 For profit or not for profit: For-Profit Organization Name of outside business organization: Twinklefairy Cakes Investment related: N Address of business: Flemington, New Jersey 8822 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/9/2016 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: specialty cake baker and designer I*492709, Entity Type,n/a Name of OBA: J B Address:Ocean Isle BeachNorth Carolina28469, Investment Related:NO Position, Title, Association: Power of Attorney,Employee Start Date:10/17/2019, No Hours:1 Yearly No Hours during trading:0 Duties:for parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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