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Sandra Hedstrom Wheeler

Stifel, Nicolaus & Company, Incorporated

San Luis Obispo, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-20
TX RA APPROVED 2019-09-20
  • CA RA
    APPROVED
    Since 2019-09-20
  • TX RA
    APPROVED
    Since 2019-09-20

Branch Locations

4460 Broad Street Suite 210, San Luis Obispo, CA 93401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Luis Obispo CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Luis Obispo CA 11/2016 09/2019
Stifel Nicolaus & Co Inc San Luis Obispo CA 09/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    San Luis Obispo, CA
  • 11/2016 → 09/2019
    Wells Fargo Clearing Services, Llc
    San Luis Obispo, CA
  • 09/2019 → Present
    Stifel Nicolaus & Co Inc
    San Luis Obispo, CA
Previous Registrations
  • 2008-01-01 → 2019-09-23
    Wells Fargo Clearing Services, Llc
    San Luis Obispo, CA
    San Luis Obispo, CA
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Visalia, CA
    San Luis Obispo, CA
    St. Louis, MO
    Visalia, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-02
  • S63 Uniform Securities Agent State Law Examination
    1992-09-02

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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