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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-06-14 |
Branch Locations
1007 Saint John St, Lafayette, LA 70501-6711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Lafayette | LA | 08/2003 | 06/2024 |
| Securities America Advisors, Inc. | Lafayette | LA | 08/2003 | 06/2024 |
| Retirement Resources Of Louisiana, Inc. | Lafayette | LA | 08/2003 | Present |
| Financial Advisory Solutions, Llc | Lafayette | LA | 10/2003 | Present |
| Osaic Wealth, Inc. | Lafayette | LA | 06/2024 | Present |
| Osaic Wealth, Inc. | Lafayette | LA | 06/2024 | Present |
SECURITIES AMERICA ADVISORS, INC. -INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 08/2003 - LOCATED AT 1007 ST. JOHN STREET, LAFAYETTE, LA 70501 FINANCIAL ADVISORY SOLUTIONS, LLC POSITION: MANAGER OF LLC NATURE: DISCLOSING MY PERSONAL BUSINESS WHICH IS USED AS A SWEEP ACCOUNT FOR SAI DEPOSITS, FIXED INSURANCE DEPOSITS AND ADDITIONAL BUSINESS EXPENSES. INVESTMENT RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2003 ADDRESS: 144 GREENWOOD PLACE, BREAUX BRIDGE LA 70517 DESCRIPTION: DISCLOSING MY PERSONAL BUSINESS WHICH IS USED AS A SWEEP ACCOUNT FOR SAI DEPOSITS, FIXED INSURANCE DEPOSITS AND ADDITIONAL BUSINESS EXPENSES. CLINT C. LAVIOLETTE POSITION: Manager - Owner NATURE: Financial Advisory Solutions, LLC is an LLC set up to protect me against liability and for tax purposes. All SAI, SAA and Fixed Index Annuity business are paid directly to me, Clint C. Laviolette. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/21/2003 ADDRESS: 144 Greenwood Place, Breaux Bridge LA 70517 DESCRIPTION: Financial Advisory Solutions, LLC is an LLC set up to protect me against liability and for tax purposes. All SAI, SAA and Fixed Index Annuity business are paid directly to me, Clint C. Laviolette. CLINT C. LAVIOLETTE DBA RETIREMENT RESOURCES OF LA., INC. POSITION: Agent - Financial Advisor NATURE: INSURANCE AGENT - SALES - INVESTMENT RELATED - START DATE: 11/1991 - LOCATED AT 1007 ST JOHN STREET LAFAYETTE LA 70501 INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/01/1991 ADDRESS: 1007 St. John Street, Lafayette LA 70501 DESCRIPTION: Although it as a very small part of our business model, in Financial Planning I occasionally recommend Equity Index Annuities and Fixed Annuities. Generally by request I quote Term Life Insurance if I determine it is needed for the client. INSURANCE POSITION: Financial Advisor NATURE: I sell Insurance Products such as EIA's. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2003 ADDRESS: 1007 St. John Street, Lafayette LA 70501 DESCRIPTION: Insurance and EIA's LAKES ON THE TECHE HOA BOARD OF DIRECTORS POSITION: President NATURE: I am the President of the HOA in my subdivision. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2022 ADDRESS: 144 Greenwood Place, Breaux Bridge LA 70517 DESCRIPTION: My responsibilities are as follows:1. Oversee HOA Meetings Quarterly2. Assist with concerns regarding our subdivision.3. Make decisions on behalf of the HOA and our subdivision.
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