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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-05-10 |
| TX | RA | APPROVED | 2022-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | San Antonio | TX | 05/2016 | 05/2017 |
| Texas Financial Advisory | San Antonio | TX | 05/2017 | 02/2021 |
| Global Financial Private Capital, Llc | San Antonio | TX | 08/2017 | 04/2019 |
| J.W. Cole Advisors, Inc. | San Antonio | TX | 04/2019 | 11/2019 |
| Ae Wealth Management, Llc | San Antonio | TX | 11/2019 | 11/2020 |
| Queen B Advisors, Llc | San Antonio | TX | 10/2020 | 02/2021 |
| Mon Parachute Equus, Llc. | Crystal River | FL | 01/2020 | 01/2022 |
| The Vanguard Group, Inc. | Plano | TX | 03/2022 | Present |
| Mon Parachute Equus, Llc | Plano | TX | 01/2022 | Present |
| Vanguard Marketing Corporation | Plano | TX | 03/2022 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 03/2022 | Present |
NAME OF BUSINESS: MON PARACHUTE EQUUS, LLC NON-INVESTMENT-RELATED ADDRESS: PLANO, TX NATURE OF BUSINESS: EQUINE & CANINE THERAPY POSITION: OWNER START DATE: 01/2022 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-16 |
| S65 | Uniform Investment Adviser Law Examination | 2013-01-18 |
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