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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-09-06
  • HI RA
    APPROVED
    Since 2024-09-06

Branch Locations

1199 Bishop St. Suite 15B, Honolulu, HI 96813 • United States

1003 Bishop Street Pauahi Tower, Suite 1450, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Honolulu HI 10/2012 11/2018
Osaic Wealth, Inc. Honolulu HI 11/2018 09/2024
Equitable Advisors, Llc New York NY 09/2024 Present
Previous Registrations
Other Businesses

1. Independent Agent - Outside Fixed Insurance Sales.2. Hamada/Kim Financial LLC - Senior Partner. DBA and used for outside fixed business shawn@hamadakim.com.3. Trustee for personal Trust.4. VP at MOA Hawaii. Non-profit for arts, culture, health and wellness. Not investment-related. 5. Family Real Estate Rentals through three LPs with parents - Momoe Limited Partnership, Nakata Sons II Limited Partnership, and Akepo Arms Limited Partnership.6. Shawn Hamada - used for Hawaii General Excise Tax reporting. 7. Nakata Electrical Inc. - Board Member. Parents electrical contracting business.8. Nakata Sons II Limited Partnership Honolulu, HI, Silent Partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-27
S63 Uniform Securities Agent State Law Examination 1992-03-07
  • S65 Uniform Investment Adviser Law Examination
    1999-05-27
  • S63 Uniform Securities Agent State Law Examination
    1992-03-07

View on SEC IAPD

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