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Current Employers
Oppenheimer Asset Management

85 Broad Street, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-05
  • NJ RA
    APPROVED
    Since 2026-01-05

Branch Locations

85 Broad Street, New York, NY 10004 • United States

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2013-05-30
PA RA APPROVED 2013-05-28
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2013-05-30
  • PA RA
    APPROVED
    Since 2013-05-28

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Florham Park, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc New York NY 05/2013 Present
Oppenheimer Asset Management New York NY 05/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-02
S63 Uniform Securities Agent State Law Examination 2013-03-15
S66 Uniform Combined State Law Examination 2008-01-08
  • S65 Uniform Investment Adviser Law Examination
    2013-04-02
  • S63 Uniform Securities Agent State Law Examination
    2013-03-15
  • S66 Uniform Combined State Law Examination
    2008-01-08
Other Names
  • Elizabeth Cicolello Messina
  • Elizabeth Messina
  • Lisa Messina
  • Lisa Cicolello

View on SEC IAPD

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