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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2003-07-01 |
Branch Locations
2056 Westings Ave Ste 500, Naperville, IL 60563 • United States
Wheaton, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naperville | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 11/2016 | Present |
BOCKYN LLC, INVESTMENT RELATED, LISLE IL, 6% OWNERSHIP, BEGAN 10/26/2005, NO TIME SPENT, SILENT PARTNER DESIGN WEBSITES FOR PARK DISTRICTS AND ONLINE REGISTRATION SYSTEMS. REACTOR 88 STUDIOS; NON INVESTMENT RELATED; IL, 4% OWNERSHIP; START 2009; MOVIE PRODUCTIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-08 |
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