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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1997-05-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 06/1995 | Present |
| Bank Of America, N.A. | Oak Brook | IL | 07/2011 | Present |
I*28158 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUNIL & MUNISHA SURI INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 450 E. RIVERSIDE DR., UNIT 2305 CHICAGO, ILLINOIS 60601 NATURE OF BUSINESS: OTHER,SOLE OWNER POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2008 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWN CONDO WITH WIFE AND RENT IT. I*52495 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MUNISHA SURI INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BURR RIDGE, ILLINOIS 60527 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OTHER, HUSBAND/WIFE START DATE OF RELATIONSHIP: 1/25/2011 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: PURCHASES & SALES I*707228 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Chicago, Illinois, 60613 Nature of business: Position, title, association: Sole owner, Start date of relationship: 3/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-24 |
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