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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2018-02-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2018-02-01

Branch Locations

1155 Kelly Johnson Blvd Ste 111, Colorado Springs, CO 80920 • United States

6385 Corporate Dr Ste 205, Colorado Springs , CO 80919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Colorado Springs CO 09/2010 Present
Asset Architects Llc Colorado Springs CO 12/2015 Present
  • 09/2010 → Present
    Colorado Springs, CO
  • 12/2015 → Present
    Asset Architects Llc
    Colorado Springs, CO
Previous Registrations
  • 2007-07-31 → 2010-09-01
    Colorado Springs, CO
    Castle Pines, CO
    St Louis, MO
Other Businesses

1. 09/02/2010 - EHN COMPANIES, INC - NOT INV REL - FAMILY BUSINESS - CREATIVE ENDEAVORS - 49% SHAREHOLDER OF WIFE'S COMPANY WITH DOES KITCHEN DESIGN AND INTERIOR DECORATING. PROVIDES DESIGN CONSULTATION AND DESIGN SERVICES FOR RESIDENTIAL AND COMMERICIAL PROJECTS. MY INVOLVEMENT IN THE BUSINESS IS SIMPLY VP AND SHAREHOLDER. 2. 12/22/2015 * Asset Architects LLC * DBA for LPL Business (entity for LPL business) * Asset Architects LLC * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/2016 * 160 HR/MO DURING SECS TRDG HRS. 3. 01/03/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 9/7/2010 - 2 Hrs/Mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-27
S63 Uniform Securities Agent State Law Examination 2006-03-17
  • S66 Uniform Combined State Law Examination
    2007-07-27
  • S63 Uniform Securities Agent State Law Examination
    2006-03-17
Other Names
  • W. Rey Cinocco
  • Rey Cinocco

View on SEC IAPD

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